1.0 HRCI and 1.0 SHRM: Audit-Proof Your Business: Strategies to Avoid a Department of Labor Audit

DATE: Wed, Feb 19, 2025

TIME: 2:00pm EST to 3:30pm EST

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The Department of Labor (DOL) is back in action and completing audits of private sector employers that are subject to ERISA regulations. They are targeting Health & Welfare Benefit Plan Compliance, especially late and non-filers for Form 5500. Employers who offer benefits are considered Plan Sponsors and must follow a strict fiduciary code of conduct. If non-compliance is found, the DOL may enforce fines and penalties.

Carolyn McNairy, Vice-President of Strategic Partnerships, will cover the following topics:

– Which employers are subject to Health & Welfare Benefit Plan Compliance
– What are the requirements
– Penalties and fines for non-compliance
– Current DOL investigations
– Why outsource and BASIC’s solution

The first 60 minutes will focus on the above topics, while the remaining time will be devoted to Q&A and insight into BASIC’s Compliance Solution. BASIC’s webinar is approved for 1.0 HRCI and 1.0 SHRM-CP advanced credits for HR professionals worldwide. Credits are for live attendance only.

Join us to learn how to prepare and protect your business from potential fines and penalties!

Presented by Carolyn McNairy
Carolyn McNairy is the Vice-President of Strategic Partnerships for TCB Enterprise. She has been with the Enterprise since 2008. She started employee benefits and administration in 1978 and specializes in employer compliance. Carolyn is an active member of National Association of Health Underwriters (NAHU), as well as the Employers Council on Flexible Compensation (ECFC).